SEC Form 4 · accession 0001209191-18-043541
CohBar, Inc. · CWBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth C Cundy
Officer — Chief Scientific Officer
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522602
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.40 | Jul 18, 2018 | A | 500,000 | A | — | Jan 29, 2027 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1On January 29, 2017, the reporting person was granted an option to purchase 500,000 shares of common stock. Half of the shares subject to the option are subject to vesting based upon the achievement of certain company performance goals. The remaining shares subject to the option are subject to vesting ratably over a period of 24 months following achievement of the performance goals, subject to the continued employment of the reporting person during such period. The performance goals were achieved, resulting in the vesting of 250,000 shares subject to the option as of July 18, 2018. The remaining shares will vest ratably over a period of 24 months from July 18, 2018.