SEC Form 4 · accession 0001209191-18-022308
CohBar, Inc. · CWBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Leland Stern
Officer — Chief Operating Officer · Director
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522602
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (right to buy)F1 | $5.30 | Mar 29, 2018 | P | 20,000 | A | Mar 29, 2018 | Mar 29, 2021 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The subject warrant was issued pursuant to a Note and Warrant Purchase Agreement (the "Agreement") between the Issuer and the Reporting Person. Purchasers under the Agreement received a warrant to purchase one share of common stock for each $5.00 original principal amount of the non-convertible unsecured promissory note purchased under the Agreement.