SEC Form 4 · accession 0001209191-17-045590
CohBar, Inc. · CWBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Leland Stern
Officer — Chief Operating Officer · Director
Period of report
Jul 14, 2017
Accepted (ET)
Jul 18, 2017 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2017 | A | 75,000 | — | A | 583,000 | D | |
| Common StockF2 | holding | — | — | — | 11,000 | I | By Child A | |
| Common StockF2 | holding | — | — | — | 11,000 | I | By Child B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1 | $2.25 | Jul 14, 2017 | A | 75,000 | A | Jul 14, 2017 | Jun 30, 2020 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The reported securities are included within units purchased by the reporting person from the issuer for $1.50 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- F2Consists of previously reported shares indirectly beneficially owned by the reporting person.