SEC Form 4 · accession 0001209191-16-148603
CohBar, Inc. · CWBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Leland Stern
Officer — Chief Operating Officer · Director
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2016 | X | 75,000 | $2.00 | A | 508,000 | D | |
| Common Stock | holding | — | — | — | 11,000 | I | By Child A | |
| Common Stock | holding | — | — | — | 11,000 | I | By Child B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (right to buy) | $2.00 | Nov 3, 2016 | X | 75,000 | D | Jan 6, 2015 | Jan 6, 2017 | Common Stock | 75,000 | 0 | D |