SEC Form 4 · accession 0001209191-15-002632
CohBar, Inc. · CWBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albion Fitzgerald
Director
Period of report
Jan 6, 2015
Accepted (ET)
Jan 6, 2015 · 9:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 6, 2015 | C | 1,000,000 | — | A | 1,000,000 | D | |
| Common StockF2 | Jan 6, 2015 | P$0 | 500,000 | — | A | 1,500,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1 | — | Jan 6, 2015 | C | 1,000,000 | D | — | — | Common Stock | 1,000,000 | 0 | D |
| Warrants (right to buy)F2 | $2.00 | Jan 6, 2015 | P | 250,000 | A | Jan 6, 2015 | Jan 6, 2017 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1The Series B Convertible Preferred Stock converted into common stock on a one-for-one basis and had no expiration date.
- F2The reported securities are included within 500,000 units purchased by the reporting person for $1.00 per unit. Each unit consists of one share of common stock and one half of one common stock purchase warrant.