SEC Form 4 · accession 0001140361-17-044475
BSB Bancorp, Inc. · BLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hal R Tovin
Officer — EVP and COO · Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2017 | F | 3,572 | $31.20 | D | 132,330 | D | |
| Common Stock | holding | — | — | — | 2,040 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 10,000 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 2,559 | I | By ESOP | |
| Common Stock | holding | — | — | — | 3,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.04 | holding | — | — | — | Nov 28, 2013 | Nov 28, 2022 | Common Stock | 11,007 | 11,007 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 10% per year commencing on March 15, 2018.
- F2Stock options are fully vested.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.