SEC Form 4 · accession 0001140361-17-029393
BSB Bancorp, Inc. · BLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Whittemore
Director
Period of report
Jul 27, 2017
Accepted (ET)
Jul 31, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F1,F3 | Jul 27, 2017 | S | 17,714 | $29.21 | D | 50,992 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.04 | holding | — | — | — | Nov 28, 2013 | Nov 28, 2022 | Common Stock | 45,864 | 45,864 | D |
Explanation of responses
- F1Includes shares of restrict stock which vest at a rate of 20% per year commencing on November 28, 2013.
- F2Stock options vest at a rate of 20% per year commencing on November 28, 2013.
- F3Includes shares of restricted stock which vest at a rate of 10% per year commencing on March 15, 2018.
- F4The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.