SEC Form 4 · accession 0001140361-17-012289
BSB Bancorp, Inc. · BLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Warren Farrell
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Mar 15, 2017 | A | 24,360 | $0.00 | A | 69,706 | D | |
| Common Stock | holding | — | — | — | 3,900 | I | By Trust | |
| Common Stock | holding | — | — | — | 9,000 | I | By LLP | |
| Common Stock | holding | — | — | — | 15,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.04 | holding | — | — | — | Nov 28, 2013 | Nov 28, 2022 | Common Stock | 45,864 | 45,864 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 28, 2013.
- F2Stock options vest at a rate of 20% per year commencing on November 28, 2013.
- F3Shares of restricted stock which vest at a rate of 10% per year commencing on March 15, 2018.