SEC Form 4 · accession 0001140361-17-012006
BSB Bancorp, Inc. · BLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Y Downs
Officer — Executive Vice President
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2017 | M | 14,677 | $12.04 | A | 59,296 | D | |
| Common StockF1 | Mar 13, 2017 | F | 6,403 | $27.60 | D | 52,893 | D | |
| Common StockF1 | Mar 13, 2017 | S | 2,244 | $27.25 | D | 50,649 | D | |
| Common StockF1 | Mar 13, 2017 | S | 816 | $27.40 | D | 49,833 | D | |
| Common StockF1 | Mar 13, 2017 | S | 4,606 | $27.50 | D | 45,227 | D | |
| Common StockF1 | Mar 13, 2017 | S | 608 | $27.45 | D | 44,619 | D | |
| Common StockF3 | holding | — | — | — | 2,559 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.04 | Mar 13, 2017 | M | 14,677 | D | Nov 28, 2013 | Nov 28, 2022 | Common Stock | 14,677 | 3,669 | D |
Explanation of responses
- F1Includes shares of restrict stock which vest at a rate of 20% per year commencing on November 28, 2013.
- F2Stock options vest at a rate of 20% per year commencing on November 28, 2013.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.