SEC Form 4 · accession 0001140361-16-088050
BSB Bancorp, Inc. · BLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Y Downs
Officer — Executive Vice President
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | F | 2,263 | $26.25 | D | 54,089 | D | |
| Common StockF3 | holding | — | — | — | 2,156 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.04 | holding | — | — | — | Nov 28, 2013 | Nov 28, 2022 | Common Stock | 18,346 | 18,346 | D |
Explanation of responses
- F1Includes shares of restrict stock which vest at a rate of 20% per year commencing on November 28, 2013.
- F2Stock options vest at a rate of 20% per year commencing on November 28, 2013.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.