SEC Form 4 · accession 0001140361-16-083859
BSB Bancorp, Inc. · BLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Mahoney
Officer — President and CEO · Director
Period of report
Oct 27, 2016
Accepted (ET)
Oct 28, 2016 · 12:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2016 | G | 4,000 | $0.00 | D | 216,032 | D | |
| Common Stock | holding | — | — | — | 4,300 | I | By SEP IRA | |
| Common Stock | holding | — | — | — | 9,100 | I | By Roth IRA | |
| Common StockF3 | holding | — | — | — | 2,403 | I | By ESOP | |
| Common Stock | holding | — | — | — | 35,224 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.04 | holding | — | — | — | Nov 28, 2013 | Nov 28, 2022 | Common Stock | 128,420 | 128,420 | D |
Explanation of responses
- F1Includes shares of restrict stock which vest at a rate of 20% per year commencing on November 28, 2013.
- F2Stock options vest at a rate of 20% per year commencing on November 28, 2013.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.