SEC Form 5 · accession 0001140361-15-006285
BSB Bancorp, Inc. · BLMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Warren Farrell
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 11:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2013 | G | 2,400 | $0.00 | D | 50,054 | D | |
| Common StockF1 | Aug 6, 2013 | G | 900 | $0.00 | D | 49,154 | D | |
| Common Stock | holding | — | — | — | 7,000 | I | By LLP | |
| Common Stock | holding | — | — | — | 15,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.04 | holding | — | — | — | Nov 28, 2013 | Nov 28, 2022 | Common Stock | 45,864 | 45,864 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 28, 2013.
- F2Stock options vest at a rate of 20% per year commencing on November 28, 2013.