SEC Form 4 · accession 0001552781-18-000002
Entegra Financial Corp. · ENFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Jones
Director
Period of report
Dec 19, 2017
Accepted (ET)
Jan 3, 2018 · 10:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2017 | G | 280 | $0.00 | D | 10,300 | D | |
| Common Stock | holding | — | — | — | 500 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son | |
| Common StockF1 | holding | — | — | — | 445 | I | Rabbi Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F5 | — | holding | — | — | — | Nov 30, 2017 | — | Common Stock | 3,060 | 3,060 | D |
| Stock OptionsF4,F6 | $18.55 | holding | — | — | — | Nov 30, 2016 | — | Common Stock | 11,900 | 11,900 | D |
Explanation of responses
- F1Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
- F2Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- F3On 11/30/16 and 11/30/2017, an aggregate of 2,040 restricted stock units vested according to their terms. The remaining restricted stock units vest in three equal annual installments beginning on November 30, 2018.
- F4Stock options vest in five equal annual installments beginning on November 30, 2016, the first anniversary of the date of the grant.
- F5No expiration date.
- F6Ten years from exercise date.