SEC Form 4 · accession 0001552781-17-000601
Entegra Financial Corp. · ENFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Plemens
Officer — President and CEO · Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 2, 2017 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2017 | P | 3,627 | $27.20 | A | 11,091 | I | Rabbi Trust |
| Common StockF1 | Nov 1, 2017 | P | 45 | $27.11 | A | 11,136 | I | Rabbi Trust |
| Common Stock | holding | — | — | — | 24,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F5 | — | holding | — | — | — | Nov 30, 2017 | — | Common Stock | 23,640 | 23,640 | D |
| Stock OptionsF4,F5 | $18.10 | holding | — | — | — | Nov 30, 2016 | — | Common Stock | 68,950 | 68,950 | D |
Explanation of responses
- F1Held indirectly through a rabbi trust pursuant to non-qualified deferred compensation plan.
- F2Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- F3The remaining restricted stock units vest in four equal annual installments beginning on 11/30/2017.
- F4Stock options vest in five equal annual installments beginning on 11/30/2016, the first anniversary of the date of the grant.
- F5No expiration date.