SEC Form 4 · accession 0001552781-17-000458
Entegra Financial Corp. · ENFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Scaggs
Officer — EVP & Chief Operating Officer
Period of report
Aug 7, 2017
Accepted (ET)
Aug 8, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2017 | A | 400 | $22.75 | A | 20,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F5 | — | holding | — | — | — | Nov 30, 2017 | — | Common Stock | 10,800 | 10,800 | D |
| Stock OptionsF4,F6 | $18.55 | holding | — | — | — | Nov 30, 2016 | — | Common Stock | 31,500 | 31,500 | D |
Explanation of responses
- F1On 11/20/16, 2,700 restricted stock units vested according to their terms.
- F2Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- F3The remaining restricted stock units vest in four equal annual installments beginning on November 30, 2017.
- F4Stock options vest in five equal annual installments beginning on November 30, 2016, the first anniversary of the date of the grant.
- F5No expiration date.
- F6Ten years from exercise date.