SEC Form 4 · accession 0001552781-16-002088
Entegra Financial Corp. · ENFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A. Fowler
Director
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | P | 300 | $18.15 | A | 1,000 | D | |
| Common StockF1 | Nov 9, 2016 | P | 200 | $18.15 | A | 1,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F5 | — | holding | — | — | — | Oct 25, 2017 | — | Common Stock | 5,100 | 5,100 | D |
| Stock OptionsF4,F5 | $18.10 | holding | — | — | — | Oct 25, 2017 | — | Common Stock | 11,900 | 11,900 | D |
Explanation of responses
- F1Held jointly with spouse.
- F2Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- F3Restricted stock units vest in five equal annual installments beginning on October 25, 2017, the first anniversary of the date of the award.
- F4Stock options vest in five equal annual installment beginning on October 25, 2017, the first anniversary of the date of the grant.
- F5No expiration date.