SEC Form 3 · accession 0001415889-18-001475
CLS Holdings USA, Inc. · CLSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd V Swanson
10% Owner
Period of report
Jun 27, 2018
Accepted (ET)
Oct 4, 2018 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 13,644,293 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned by ILJ, LLC, a Nevada limited liability company of which the Reporting Person is the sole manager and member.
- F2The Common Stock was issued to the Reporting Person pursuant to the provisions of that certain Membership Interest Purchase Agreement by and between the Issuer and Alternative Solutions, LLC (d/b/a Oasis Medical Cannabis) dated December 4, 2017 of which the Reporting Person was a Manager and an indirect member pursuant to his ownership in ILJ, LLC.