SEC Form 4 · accession 0001185185-19-000307
CLS Holdings USA, Inc. · CLSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Glashow
Officer — President & COO · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | A | 500,000 | $0.00 | A | 500,000 | D | |
| Common StockF2 | holding | — | — | — | 700,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares of the Issuer's common stock, which vest in two equal annual installments commencing on March 1, 2020, assuming that the Reporting Person remains employed by the Issuer on such dates or has been removed by the Issuer prior to such vesting date or dates without cause.
- F2Owned by Star Associates, LLC, an entity wholly owned by the Reporting Person.