SEC Form 3/A · accession 0001185185-18-001625
CLS Holdings USA, Inc. · CLSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Benjamin Sillitoe
Officer — CEO of CLS Nevada, Inc.
Period of report
Jul 31, 2018
Accepted (ET)
Sep 4, 2018 · 11:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,104,947 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 500,000 restricted shares of the Issuer's common stock which vest on June 30, 2019 assuming that the Reporting Person is employed by CLS Nevada, Inc., a wholly owned subsidiary of the Issuer, on such date; and (ii) 1,604,947 shares of the Issuer's common stock which were omitted from the Reporting Person's original Form 3.