SEC Form 4/A · accession 0000892712-17-000757
FIRST BUSINESS FINANCIAL SERVICES, INC. · FBIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles H Batson
Officer — President and CEO of FBCC*
Period of report
Aug 16, 2017
Accepted (ET)
Nov 15, 2017 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2017 | A | 2,920 | $0.00 | A | 29,827 | D | |
| Common StockF1 | Aug 16, 2017 | F | 995 | $21.35 | D | 28,832 | D | |
| Common Stock | holding | — | — | — | 13,200 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amended to reflect the withholding of shares to satisfy tax withholding obligations and correct the resulting balance.
Remarks
*Charles H. Batson is President and Chief Executive Offficer of First Business Capital Corp.