SEC Form 4 · accession 0000892712-17-000376
FIRST BUSINESS FINANCIAL SERVICES, INC. · FBIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corey A Chambas
Officer — President and CEO · Director
Period of report
May 2, 2017
Accepted (ET)
May 3, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 2, 2017 | S | 5,000 | $25.4346 | D | 118,655 | D | |
| Common StockF3 | May 3, 2017 | S | 8,605 | $25.0307 | D | 110,050 | D | |
| Common Stock | holding | — | — | — | 16,992 | I | By 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2017.
- F2The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.30 to $25.55, inclusive. The reporting person undertakes to provide First Business Financial Services, Inc., any security holder of First Business Financial Services, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.30, inclusive. The reporting person undertakes to provide First Business Financial Services, Inc., any security holder of First Business Financial Services, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.