SEC Form 5 · accession 0001225208-19-002573
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND · BGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul John Thompson
Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 28, 2018 | P | 2,700 | $18.4947 | A | 18,316 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.