SEC Form 4 · accession 0001225208-16-040172
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND · BGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Mathieson
Other
Period of report
Oct 4, 2016
Accepted (ET)
Oct 5, 2016 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Oct 4, 2016 | S | 1,000 | $18.58 | D | 1,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.