SEC Form 4 · accession 0001225208-15-019047
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND · BGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Finke
Other
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 30, 2015 | P | 2,000 | $17.12 | A | 42,000 | D |
Table II — derivative securities
No Table II lines on this filing.