SEC Form 4 · accession 0001225208-15-016725
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND · BGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Finke
Other
Period of report
Aug 11, 2015
Accepted (ET)
Aug 12, 2015 · 10:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 11, 2015 | P | 600 | $18.85 | A | 36,600 | D | |
| Common Shares | Aug 11, 2015 | P | 400 | $18.83 | A | 37,000 | D |
Table II — derivative securities
No Table II lines on this filing.