SEC Form 5 · accession 0001225208-15-003973

BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND · BGH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2014

Accepted (ET)

Feb 13, 2015 · 2:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001521404

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares	Dec 21, 2012	P	1,000	$24.21	A	6,000	D
Common Shares^F1	Apr 1, 2013	P	40	$20.77	A	6,040	D
Common Shares^F1	May 1, 2013	P	40	$20.87	A	6,080	D
Common Shares^F1	Jun 3, 2013	P	41	$20.43	A	6,121	D
Common Shares	Jun 21, 2013	P	1,000	$22.85	A	7,121	D
Common Shares	Jun 24, 2013	P	2,000	$21.95	A	9,121	D
Common Shares	Jun 24, 2013	P	1,000	$22.06	A	10,121	D
Common Shares	Jun 24, 2013	P	500	$22.02	A	10,621	D
Common Shares^F1	Jul 1, 2013	P	44	$19.30	A	10,665	D
Common Shares^F1	Aug 1, 2013	P	74	$19.26	A	10,739	D
Common Shares^F1	Sep 3, 2013	P	76	$19.00	A	10,815	D
Common Shares^F1	Oct 1, 2013	P	76	$19.46	A	10,892	D
Common Shares^F1	Nov 1, 2013	P	75	$19.94	A	10,966	D
Common Shares^F1	Dec 2, 2013	P	76	$19.93	A	11,043	D
Common Shares	Dec 19, 2013	P	1,000	$23.21	A	12,043	D
Common Shares	Dec 19, 2013	P	125	$23.15	A	12,168	D
Common Shares^F1	Jan 2, 2014	P	231	$20.72	A	12,399	D
Common Shares^F1	Feb 3, 2014	P	85	$20.91	A	12,484	D
Common Shares^F1	Mar 3, 2014	P	84	$21.72	A	12,567	D
Common Shares^F1	Apr 1, 2014	P	84	$21.79	A	12,651	D

No Table II lines on this filing.