SEC Form 4 · accession 0001225208-15-000906
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND · BGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Freno
Officer — Vice President
Period of report
Jan 6, 2015
Accepted (ET)
Jan 6, 2015 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 6, 2015 | P | 1,500 | $20.41 | A | 8,804 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.