SEC Form 4 · accession 0001209191-18-026407

Aptiv PLC · APTV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Apr 25, 2018

Accepted (ET)

Apr 27, 2018 · 12:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001521332

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Ordinary Shares^F1,F2	Apr 25, 2018	X	70	$0.00	A	28,708	D
Ordinary Shares^F3	Apr 25, 2018	F	743	$85.21	D	27,965	D
Ordinary Shares^F4	Apr 26, 2018	A	4,576	$0.00	A	32,541	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Right^F5,F1	—	Apr 25, 2018	X	70	D	—	—	Ordinary Shares	70	0	D

F1Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share.
F2Reflects an antidilution adjustment (the "Spin-Off Adjustment") to the number of ordinary shares reported held by the Reporting Person, which Spin-Off Adjustment was made prior to this vesting date in connection with the spin-off of Delphi Technologies PLC from the Issuer on December 4, 2017.
F3Shares withheld to pay current tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights.
F4The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan, as amended and restated, and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2019.
F5Reflects here and in Table 1 above the Spin-Off Adjustment to the Reporting Person's dividend equivalent rights.