SEC Form 4 · accession 0001209191-18-011825

Aptiv PLC · APTV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & CTO

Period of report

Feb 16, 2018

Accepted (ET)

Feb 21, 2018 · 1:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001521332

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Ordinary Shares^F1,F2	Feb 16, 2018	X	317	$0.00	A	26,344	D
Ordinary Shares^F3	Feb 16, 2018	A	2,377	$0.00	A	28,721	D
Ordinary Shares^F4	Feb 16, 2018	F	2,438	$92.40	D	26,283	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Right^F5,F6,F1	—	Feb 16, 2018	X	317	D	—	—	Ordinary Shares	317	249	D

F1Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.
F2Reflects an antidilution adjustment (the "Spin-Off Adjustment") to the number of ordinary shares reported held by the Reporting Person, which Spin-Off Adjustment was made prior to this vesting date in connection with the spin-off of Delphi Technologies PLC from the Issuer on December 4, 2017.
F3Additional ordinary shares acquired in connection with achievement in excess of target of specified performance criteria for the 2015-2017 performance period.
F4Shares withheld to pay tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights.
F5Reflects here and in Table 1 above the Spin-Off Adjustment to the Reporting Person's dividend equivalent rights.
F6Reflects the Spin-Off Adjustment to the Reporting Person's remaining dividend equivalent rights.