SEC Form 4 · accession 0001209191-17-062535
Aptiv PLC · APTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ana G. Pinczuk
Director
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Oct 26, 2017 | G | 976 | $0.00 | D | 1,989 | D | |
| Ordinary Shares | holding | — | — | — | 976 | I | By Vaziri Pinczuk Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightF2 | — | Nov 22, 2017 | A | 6 | A | — | — | Ordinary Shares | 6 | 19 | D |
Explanation of responses
- F1Represents transfer of ordinary shares to the Vaziri Pinczuk Living Trust
- F2The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.