SEC Form 4 · accession 0001209191-17-028555
Aptiv PLC · APTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark P Frissora
Director
Period of report
Apr 26, 2017
Accepted (ET)
Apr 28, 2017 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Apr 26, 2017 | X | 34 | $0.00 | A | 2,035 | D | |
| Ordinary SharesF2 | Apr 26, 2017 | F | 266 | $79.25 | D | 1,769 | D | |
| Ordinary SharesF3 | Apr 27, 2017 | A | 2,139 | $0.00 | A | 3,908 | D | |
| Ordinary SharesF4 | Apr 27, 2017 | G | 1,769 | $0.00 | D | 2,139 | D | |
| Ordinary Shares | holding | — | — | — | 9,471 | I | By Mark P Frissora Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightF1 | — | Apr 26, 2017 | X | 34 | D | — | — | Ordinary Shares | 34 | 0 | D |
Explanation of responses
- F1Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.
- F2Shares withheld to pay current tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights. This also reflects the withholding of additional shares to cover amounts owed related 2016 tax liabilities.
- F3The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan, as amended and restated, and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2018.
- F4Represents transfer of ordinary shares to the Mark P. Frissora Revocable Trust.