SEC Form 4 · accession 0001209191-17-016325
Aptiv PLC · APTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerome J. Dorlack
Officer — SVP& President DEEDS
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Feb 28, 2017 | A | 3,287 | $0.00 | A | 13,711 | D | |
| Ordinary SharesF2 | Feb 28, 2017 | A | 9,859 | $0.00 | A | 23,570 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightF3 | — | holding | — | — | — | — | — | Ordinary Shares | 105 | 105 | D |
Explanation of responses
- F1The shares will vest in three equal installments beginning on the first anniversary of the date of grant.
- F2Each performance share represents a contingent right to receive an ordinary share of Delphi Automotive PLC, and will vest based upon the achievement of specified performance criteria, with a performance period from January 1, 2017 to December 31, 2019.
- F3The reporting person's dividend equivalent right ("DER") holdings have been updated to reflect the correct number of DERs owned following the accrual and conversion of DERs with respect to outstanding awards of restricted stock units.