SEC Form 4 · accession 0001209191-16-103753
Aptiv PLC · APTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Spencer
Officer — EVP, Operations
Period of report
Feb 28, 2016
Accepted (ET)
Mar 1, 2016 · 1:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Feb 28, 2016 | A | 5,082 | $0.00 | A | 163,175 | D | |
| Ordinary SharesF2 | Feb 28, 2016 | A | 15,246 | $0.00 | A | 178,421 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightF3 | — | Feb 29, 2016 | A | 180 | A | — | — | Ordinary Shares | 180 | 1,118 | D |
Explanation of responses
- F1The shares will vest in three equal installments beginning on the first anniversary of the date of grant.
- F2Each performance share represents a contingent right to receive an ordinary share of Delphi Automotive PLC, and will vest based upon the achievement of specified performance criteria, with a performance period from January 1, 2016 to December 31, 2018.
- F3The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.