SEC Form 4 · accession 0001209191-15-083889
Aptiv PLC · APTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark P Frissora
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 8, 2015 · 11:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Apr 8, 2014 | G | 2,994 | $0.00 | D | 3,753 | D | |
| Ordinary SharesF1 | Dec 7, 2015 | G | 1,949 | $0.00 | D | 1,804 | D | |
| Ordinary SharesF3 | Dec 7, 2015 | S | 12,903 | $86.63 | D | 17,105 | I | By Mark P. Frissora Revocable Trust |
| Ordinary SharesF4 | Dec 7, 2015 | S | 11,097 | $87.28 | D | 6,008 | I | By Mark P. Frissora Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents transfer of ordinary shares to the Mark P. Frissora Revocable Trust.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2015.
- F3The price reported in Coumn 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.31 to $86.98, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.01 to $87.88, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.