SEC Form 4 · accession 0000899243-17-022000
Lantheus Holdings, Inc. · LNTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Duffy
Officer — See Remarks
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2017 | M | 20,000 | $5.62 | A | 184,218 | D | |
| Common StockF2 | Sep 11, 2017 | S | 20,000 | $16.4489 | D | 164,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $5.62 | Sep 11, 2017 | M | 20,000 | D | — | Jan 18, 2018 | Common Stock | 20,000 | 4,484 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.3969 to $16.50, inclusive. The reporting person undertakes to provide to Lantheus Holdings, Inc., any security holder of Lantheus Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- F3This option, originally representing a right to purchase a total of 44,484 shares of common stock, became exercisable in five equal annual installments beginning on January 16, 2009.
Remarks
SVP, General Counsel and Secretary