SEC Form 4 · accession 0001127602-17-010652
Lumos Networks Corp. · LMOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Ferry
Officer — Chief Technology Officer
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareF1 | Mar 3, 2017 | A | 8,555 | $0.00 | A | 62,922 | D | |
| Common Stock, Par Value $0.01 Per ShareF2 | Mar 3, 2017 | F | 3,045 | $17.70 | D | 59,877 | D | |
| Common Stock, Par Value $0.01 Per Share | holding | — | — | — | 866 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted pursuant to the Company's 2016 Team Incentive Plan. These shares fully vested upon issuance.
- F2Shares sold back to the Company for settlement of tax withholding obligations upon grant of immediately vested stock.