SEC Form 4 · accession 0001127602-17-010195
Lumos Networks Corp. · LMOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego B Anderson
Officer — SVP & General Manager
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Mar 1, 2017 | M | 3,801 | $14.32 | A | 49,409 | D | |
| Common Stock, Par Value $0.01 Per ShareF1 | Mar 1, 2017 | F | 3,070 | $17.73 | D | 46,339 | D | |
| Common Stock, Par Value $0.01 Per ShareF2 | Mar 1, 2017 | F | 609 | $17.73 | D | 45,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.32 | Mar 1, 2017 | M | 3,801 | D | — | Mar 5, 2017 | Common Stock | 3,801 | 0 | D |
Explanation of responses
- F1Shares withheld by the Company for net settlement of option cost.
- F2Shares sold back to the Company for settlement of tax withholding obligations upon vesting of restricted stock.
- F3Options are fully vested and currently exercisable.