SEC Form 4 · accession 0001127602-17-009828
Lumos Networks Corp. · LMOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary McDermott
Officer — SVP Legal & Reg. Affairs & Sec
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Feb 28, 2017 | M | 10,319 | $14.32 | A | 109,010 | D | |
| Common Stock, Par Value $0.01 Per ShareF1 | Feb 28, 2017 | F | 8,344 | $17.71 | D | 100,666 | D | |
| Common Stock, Par Value $0.01 Per ShareF2 | Mar 1, 2017 | F | 1,608 | $17.73 | D | 99,058 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $14.32 | Feb 28, 2017 | M | 10,319 | D | — | Mar 5, 2017 | Common Stock | 10,319 | 0 | D |
Explanation of responses
- F1Shares withheld by the Company for net settlement of option cost.
- F2Shares sold back to the Company for settlement of tax withholding obligations upon vesting of restricted stock.
- F3Option fully vested and currently exercisable.