SEC Form 4 · accession 0001127602-17-002178
Lumos Networks Corp. · LMOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E. McCourt Jr.
Officer — EVP & Chief Revenue Officer
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareF1 | Jan 18, 2017 | M | 2,000 | $8.50 | A | 47,887 | D | |
| Common Stock, Par Value $0.01 Per ShareF1 | Jan 18, 2017 | S | 2,000 | $16.38 | D | 45,887 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $8.50 | Jan 18, 2017 | M | 2,000 | D | — | May 29, 2022 | Common Stock | 2,000 | 88,238 | D |
Explanation of responses
- F1The option exercise and related sale reported in this Form 4 were effective pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.
- F2Options fully vested on May 29, 2016.