SEC Form 4 · accession 0001127602-15-020435
Lumos Networks Corp. · LMOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego B Anderson
Officer — SVP & General Manager
Period of report
Jun 10, 2015
Accepted (ET)
Jun 11, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareF1 | Jun 10, 2015 | M | 2,534 | $9.32 | A | 36,611 | D | |
| Common Stock, Par Value $0.01 Per ShareF1 | Jun 10, 2015 | S | 6,107 | $14.63 | D | 30,504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $9.32 | Jun 10, 2015 | M | 2,534 | D | — | Feb 28, 2016 | Common Stock | 2,534 | 0 | D |
Explanation of responses
- F1The option exercise and related sale reported in this Form 4 were effective pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2015.
- F2Options are fully vested and currently exercisable.