SEC Form 4 · accession 0001209191-15-046861
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reeve B Waud
Director · 10% Owner
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2,F3,F4,F5,F6 | May 21, 2015 | A | 1,392 | $0.00 | A | 11,787,259 | I | See Footnotes |
| Common stock, par value $0.01 per shareF2,F7,F6 | May 21, 2015 | A | 1,392 | $0.00 | A | 4,001 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held of record by Kyle D. Lattner for the benefit of Waud Capital Partners, L.L.C. ("WCP LLC"), of which Mr. Reeve B. Waud is the sole manager.
- F2The shares will vest in three equal annual installments beginning May 21, 2016.
- F3The shares are owned of record as follows: (i) 2,038,125 shares by Waud Capital Partners II, L.P. ("WCP II"), (ii) 3,726,016 shares by Waud Capital Partners QP II, L.P. ("WCP QP II"), (iii) 648,507 shares by the Reeve B. Waud 2011 Family Trust, (iv) 72,057 shares by Waud Family Partners, L.P. ("WFP LP"), (v) 568,655 shares by WCP FIF II (Acadia), L.P. ("WCP FIF II"), (vi) 582,401 shares by Waud Capital Affiliates II, L.L.C. ("Waud Affiliates II"), (vii) 298,889 shares by Waud Capital Affiliates III, L.L.C. ("Waud Affiliates III"), (viii) 811,863 shares by WCP FIF III (Acadia), L.P. ("WCP FIF III"), (ix) 1,849,888 shares by Waud Capital Partners QP III, L.P. ("WCP QP III"), (x) 327,133 shares by Waud Capital Partners III, L.P. ("WCP III"), (xi) 33,333 shares by Melissa W. Waud, Mr. Waud's wife,
- F4(continued from footnote 3), (xii) 4,001 shares by Mr. Kyle D. Lattner for the benefit of WCP LLC, (xiii) 30,724 shares by WCP LLC and (xiv) 795,667 shares by Crystal Cove LP. Waud Capital Partners Management II, L.P. ("WCPM II") is the general partner of WCP II, WCP QP II and WCP FIF II and the manager of Waud Affiliates II. Waud Capital Partners II, L.L.C. ("WCP II LLC") is the general partner of WCPM II. Waud Capital Partners Management III, L.P. ("WCPM III") is the general partner of WCP FIF III, WCP QP III and WCP III and the Manager of Waud Affiliates III. Waud Capital Partners III, L.L.C. ("WCP III LLC") is the general partner of WCPM III.
- F5Mr. Waud may be deemed to beneficially own the shares of common stock described in Footnotes (3) and (4) above by virtue of (A) his making decisions for the Limited Partner Committee of each of WCPM II and WCPM III, (B) his being the manager of WCP II LLC and WCP III LLC, (C) his being the general partner of WFP LP, (D) his being the investment advisor of the Reeve B. Waud 2011 Family Trust, (E) his being married to Ms. Waud, (F) his being the sole manager of WCP LLC and (G) his being the general partner of Crystal Cove LP.
- F6Mr. Waud expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- F7The shares are held of record by Mr. Waud for the benefit of WCP LLC, of which Mr. Waud is the sole manager.