SEC Form 4 · accession 0001209191-15-021755
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Morgan Fincher
Officer — Chief Operating Officer · 10% Owner
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | M | 2,386 | $50.75 | A | 119,940 | D | |
| Common Stock | Feb 27, 2015 | F | 2,112 | $63.23 | D | 117,828 | D | |
| Common Stock | Feb 27, 2015 | F | 569 | $63.13 | D | 117,259 | D | |
| Common StockF1 | Mar 2, 2015 | S | 788 | $65.1254 | D | 116,471 | D | |
| Common StockF2,F3 | holding | — | — | — | 101,541 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $50.75 | Feb 27, 2015 | M | 2,386 | D | Feb 27, 2015 | Feb 27, 2024 | Common Stock | 2,386 | 7,159 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.1211 to $65.1550, inclusive. The reporting person undertakes to provide to Acadia Healthcare Company, Inc. (Acadia), any security holder of Acadia, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Mr. Fincher expressly disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
- F3By the Ras W. Fincher II Trust u/a/d 09/13/2011, the Morgan M. Fincher Trust u/a/d 09/13/2011 and the Cody C. Fincher Trust u/a/d 09/13/2011.
Remarks
The reporting person is party to a stockholders agreement with Acadia Healthcare Company, Inc. ("Acadia") and certain other stockholders. As a result, he may be deemed to be a part of a "group" with such other stockholders. To the extent the reporting person is deemed a member of a group, he disclaims beneficial ownership of shares owned by other members of the group.