SEC Form 4 · accession 0000899243-17-020885
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reeve B Waud
Director
Period of report
Aug 22, 2017
Accepted (ET)
Aug 22, 2017 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2,F3,F4,F5 | Aug 22, 2017 | S | 984,075 | $50.69 | D | 1,197,606 | I | See Footnotes |
| Common Stock, par value $0.01 per shareF6 | holding | — | — | — | 6,110 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold in an underwritten offering as follows: (i) 193,745 shares by Waud Capital Partners II, L.P. ("WCP II"), (ii) 354,195 shares by Waud Capital Partners QP II, L.P. ("WCP QP II"), (iii) 54,057 shares by WCP FIF II (Acadia), L.P. ("WCP FIF II") (iv) 31,097 shares by Waud Capital Partners III, L.P. ("WCP III"), (v) 175,851 shares by Waud Capital Partners QP III, L.P. ("WCP QP III"), (vi) 77,176 shares by WCP FIF III (Acadia), L.P. ("WCP FIF III") (vii) 55,363 shares by Waud Capital Affiliates II, L.L.C. ("Waud Affiliates II") (viii) 28,412 shares by Waud Capital Affiliates III, L.L.C. ("Waud Affiliates III") and (ix) 14,179 shares by Waud Family Partners, L.P. ("WFP LP").
- F2The shares are owned of record as follows: (i) 331,113 shares by the Halcyon Exempt Family Trust (the "Halcyon Trust"), (ii) 33,333 shares by Melissa W. Waud, Mr. Waud's wife, (iii) 37,493 shares by Waud Capital Partners, L.L.C. ("WCP LLC") and (iv) 795,667 shares by Crystal Cove LP.
- F3Waud Capital Partners Management II, L.P. ("WCPM II") is the general partner of WCP II, WCP QP II and WCP FIF II and the manager of Waud Affiliates II. Waud Capital Partners II, L.L.C. ("WCP II LLC") is the general partner of WCPM II. Waud Capital Partners Management III, L.P. ("WCPM III") is the general partner of WCP FIF III, WCP QP III and WCP III and the Manager of Waud Affiliates III. Waud Capital Partners III, L.L.C. ("WCP III LLC") is the general partner of WCPM III.
- F4Mr. Waud may be deemed to beneficially own the shares of common stock reported herein by virtue of (A) his making decisions for the Limited Partner Committee of each of WCPM II and WCPM III, (B) his being the manager of WCP II LLC and WCP III LLC, (C) his being the general partner of WFP LP, (D) his being the investment advisor of the Halcyon Trust of which Mr. Waud's children are beneficiaries, (E) his being married to Ms. Waud, (F) his being the sole manager of WCP LLC and (G) his being the general partner of Crystal Cove LP.
- F5Mr. Waud expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- F6Represents shares held of record by Mr. Waud, a portion of which are held for the benefit of WCP LLC.