SEC Form 4 · accession 0000899243-17-011670
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Morgan Fincher
Officer — Chief Operating Officer
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | M | 7,591 | $15.96 | A | 137,204 | D | |
| Common Stock | May 2, 2017 | M | 13,350 | $29.39 | A | 150,554 | D | |
| Common StockF1 | May 2, 2017 | S | 41,483 | $44.94 | D | 109,071 | D | |
| Common StockF2,F3,F4 | May 1, 2017 | S | 45,000 | $43.96 | D | 41,135 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $15.96 | May 2, 2017 | M | 7,591 | D | Mar 19, 2016 | Mar 19, 2022 | Common Stock | 7,591 | 0 | D |
| Stock OptionF5 | $29.39 | May 2, 2017 | M | 13,350 | D | Mar 29, 2017 | Mar 29, 2023 | Common Stock | 13,350 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.67 to $45.45, inclusive. The reporting person undertakes to provide to Acadia Healthcare Company, Inc. (Acadia), any security holder of Acadia, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.89 to $44.03, inclusive. The reporting person undertakes to provide to Acadia Healthcare Company, Inc. (Acadia), any security holder of Acadia, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Mr. Fincher expressly disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
- F4By the Ras W. Fincher II Trust u/a/d 09/13/2011, the Morgan M. Fincher Trust u/a/d 09/13/2011 and the Cody C. Fincher Trust u/a/d 09/13/2011.
- F5Options vested on March 29, 2016 and March 29, 2017.