SEC Form 4 · accession 0000899243-16-028907
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
WAUD CAPITAL PARTNERS II, L.P.
10% Owner
WAUD CAPITAL PARTNERS QP II, L.P.
10% Owner
WAUD CAPITAL PARTNERS II, L.L.C.
10% Owner
WCP FIF II (ACADIA), L.P.
10% Owner
WAUD CAPITAL AFFILIATES II, L.L.C.
10% Owner
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2,F3,F4 | Sep 9, 2016 | J | 408,129 | $0.00 | D | 4,755,535 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents pro rata in-kind distributions for no consideration to certain of the limited partners of the following Reporting Persons: (i) 214,308 shares by Waud Capital Partners II, L.P. ("WCP II") and (ii) 193,821 shares by Waud Capital Partners QP II, L.P. ("Waud QP II").
- F2Reeve B. Waud is a member of the board of directors of Acadia Healthcare Company, Inc. Mr. Waud is also the manager of Waud Capital Partners II, L.L.C. ("Waud II LLC") and a member of the Limited Partner Committee of Waud Capital Partners Management II, L.P. ("WCPM II"). Waud II LLC is the general partner of WCPM II. WCPM II is the general partner of WCP II, Waud QP II and WCP FIF II (Acadia), L.P. ("WCP FIF II") and the manager of Waud Capital Affiliates II, L.L.C. ("Waud Affiliates II"). As a result, each of Mr. Waud, Waud II LLC and WCPM II may be deemed to share beneficial ownership of the reported shares.
- F3The reported shares are owned of record as follows: (i) 1,307,585 shares by WCP II, (ii) 2,588,442 shares by Waud QP II, (iii) 424,622 shares by WCP FIF II and (iv) 434,886 shares by Waud Affiliates II.
- F4Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.