SEC Form 4 · accession 0000899243-16-026617
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall P Goldberg
10% Owner
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2016 | M | 814 | $15.96 | A | 11,502 | D | |
| Common Stock | Aug 5, 2016 | M | 1,000 | $29.39 | A | 12,502 | D | |
| Common Stock | Aug 5, 2016 | S | 814 | $52.44 | D | 11,688 | D | |
| Common Stock | Aug 5, 2016 | S | 1,000 | $52.436 | D | 10,688 | D | |
| Common Stock | Aug 5, 2016 | S | 504 | $52.3831 | D | 10,184 | D | |
| Common Stock | Aug 5, 2016 | S | 1,308 | $52.3861 | D | 8,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $15.96 | Aug 5, 2016 | M | 814 | D | Mar 19, 2013 | Mar 19, 2022 | Common Stock | 814 | 0 | D |
| Stock OptionF2 | $29.39 | Aug 5, 2016 | M | 1,000 | D | Mar 29, 2014 | Mar 29, 2023 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The options vest over a 4-year period in equal annual installments beginning March 19, 2013.
- F2The options vest over a 4-year period in equal annual installments beginning March 29, 2014.
Remarks
The reporting person is party to a stockholders agreement with Acadia Healthcare Company, Inc. ("Acadia") and certain other stockholders. As a result, he may be deemed to be a part of a "group" with such other stockholders. To the extent the reporting person is deemed a member of a group, he disclaims beneficial ownership of shares owned by other members of the group.