SEC Form 4 · accession 0000899243-16-020748
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reeve B Waud
Director · 10% Owner
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2,F3,F4,F5 | May 19, 2016 | D | 1,715 | $0.00 | D | 9,315,338 | I | See Footnotes |
| Common Stock, par value $0.01 per shareF6,F5,F7 | May 19, 2016 | A | 2,840 | $0.00 | A | 57,959 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares previously issued to Kyle D. Lattner for the benefit of Waud Capital Partners, L.L.C. ("WCP LLC"), which were cancelled in connection with Mr. Lattner's departure from the Acadia Healthcare Company, Inc. board of directors effective May 19, 2016.
- F2The shares are owned of record as follows: (i) 1,521,893 shares by Waud Capital Partners II, L.P. ("WCP II"), (ii) 2,782,263 shares by Waud Capital Partners QP II, L.P. ("WCP QP II"), (iii) 751,113 shares by the Reeve B. Waud 2011 Family Trust, (iv) 83,530 shares by Waud Family Partners, L.P. ("WFP LP"), (v) 424,622 shares by WCP FIF II (Acadia), L.P. ("WCP FIF II"), (vi) 434,886 shares by Waud Capital Affiliates II, L.L.C. ("Waud Affiliates II"), (vii) 223,184 shares by Waud Capital Affiliates III, L.L.C. ("Waud Affiliates III"), (viii) 606,228 shares by WCP FIF III (Acadia), L.P. ("WCP FIF III"), (ix) 1,381,335 shares by Waud Capital Partners QP III, L.P. ("WCP QP III"), (x) 244,274 shares by Waud Capital Partners III, L.P. ("WCP III"), (xi) 33,333 shares by Melissa W. Waud, Mr. Waud's wife,
- F3(continued from footnote 2), (xii) 2,286 by Kyle D. Lattner; (xiii) 30,724 shares by WCP LLC and (xiv) 795,667 shares by Crystal Cove LP. Waud Capital Partners Management II, L.P. ("WCPM II") is the general partner of WCP II, WCP QP II and WCP FIF II and the manager of Waud Affiliates II. Waud Capital Partners II, L.L.C. ("WCP II LLC") is the general partner of WCPM II. Waud Capital Partners Management III, L.P. ("WCPM III") is the general partner of WCP FIF III, WCP QP III and WCP III and the Manager of Waud Affiliates III. Waud Capital Partners III, L.L.C. ("WCP III LLC") is the general partner of WCPM III.
- F4Mr. Waud may be deemed to beneficially own the shares of common stock described in Footnotes (2) and (3) above by virtue of (A) his making decisions for the Limited Partner Committee of each of WCPM II and WCPM III, (B) his being the manager of WCP II LLC and WCP III LLC, (C) his being the general partner of WFP LP, (D) his being the investment advisor of the Reeve B. Waud 2011 Family Trust, (E) his being married to Ms. Waud, (F) his being the sole manager of WCP LLC and (G) his being the general partner of Crystal Cove LP.
- F5Mr. Waud expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- F6The shares are held of record by Mr. Reeve B. Waud for the benefit of WCP LLC, of which Mr. Waud is the sole manager. The shares will vest in three equal annual installments beginning May 19, 2017.
- F7Includes 6,841 shares that are held of record for the benefit of WCP LLC.