SEC Form 4 · accession 0000899243-15-003475
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall P Goldberg
10% Owner
Period of report
May 1, 2014
Accepted (ET)
Aug 18, 2015 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2014 | M | 812 | $15.96 | A | 12,474 | D | |
| Common Stock | May 1, 2014 | M | 1,000 | $29.39 | A | 13,474 | D | |
| Common Stock | May 1, 2014 | F | 1,284 | $41.46 | D | 12,190 | D | |
| Common Stock | May 2, 2014 | S | 1,016 | $45.25 | D | 11,174 | D | |
| Common Stock | Mar 2, 2015 | S | 392 | $65.82 | D | 10,782 | D | |
| Common Stock | May 8, 2015 | M | 812 | $15.96 | A | 11,594 | D | |
| Common Stock | May 8, 2015 | M | 1,000 | $29.39 | A | 12,594 | D | |
| Common Stock | May 8, 2015 | M | 450 | $50.75 | A | 13,044 | D | |
| Common Stock | May 8, 2015 | F | 1,407 | $68.64 | D | 11,637 | D | |
| Common Stock | Aug 14, 2015 | S | 723 | $80.47 | D | 10,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $15.96 | May 1, 2014 | M | 812 | D | Mar 19, 2013 | Mar 19, 2022 | Common Stock | 812 | 814 | D |
| Stock OptionF2 | $29.39 | May 1, 2014 | M | 1,000 | D | Mar 29, 2014 | Mar 29, 2023 | Common Stock | 1,000 | 2,000 | D |
| Stock OptionF1 | $15.96 | May 8, 2014 | M | 812 | D | Mar 19, 2013 | Mar 19, 2022 | Common Stock | 812 | 814 | D |
| Stock OptionF2 | $29.39 | May 8, 2014 | M | 1,000 | D | Mar 29, 2014 | Mar 19, 2023 | Common Stock | 1,000 | 2,000 | D |
| Stock OptionF3 | $50.75 | May 8, 2014 | M | 450 | D | Feb 27, 2015 | Feb 27, 2024 | Common Stock | 450 | 1,350 | D |
Explanation of responses
- F1The options vest over a 4-year period in equal annual installments beginning March 19, 2013.
- F2The options vest over a 4-year period in equal annual installments beginning March 29, 2014.
- F3The options vest over a 4-year period in equal annual installments beginning February 27, 2015.
Remarks
The reporting person is party to a stockholders agreement with Acadia Healthcare Company, Inc. ("Acadia") and certain other stockholders. As a result, he may be deemed to be a part of a "group" with such other stockholders. To the extent the reporting person is deemed a member of a group, he disclaims beneficial ownership of shares owned by other members of the group.