SEC Form 4 · accession 0000899243-15-003471
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Thomas Dodd Jr.
10% Owner
Period of report
Oct 30, 2014
Accepted (ET)
Aug 18, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2014 | M | 812 | $15.96 | A | 82,147 | D | |
| Common Stock | Oct 30, 2014 | M | 1,000 | $29.39 | A | 83,147 | D | |
| Common Stock | Oct 30, 2014 | F | 1,015 | $59.08 | D | 82,132 | D | |
| Common Stock | Feb 27, 2015 | M | 700 | $50.75 | A | 82,832 | D | |
| Common Stock | Feb 27, 2015 | F | 600 | $63.13 | D | 82,232 | D | |
| Common Stock | May 8, 2015 | M | 812 | $15.96 | A | 83,044 | D | |
| Common Stock | May 8, 2015 | M | 1,000 | $29.39 | A | 84,044 | D | |
| Common Stock | May 8, 2015 | F | 941 | $68.64 | D | 83,103 | D | |
| Common Stock | Nov 5, 2014 | S | 132 | $60.33 | D | 82,971 | D | |
| Common Stock | Nov 5, 2014 | S | 1,800 | $60.35 | D | 81,171 | D | |
| Common Stock | Mar 17, 2015 | S | 682 | $70.81 | D | 80,489 | D | |
| Common Stock | May 15, 2015 | S | 871 | $68.46 | D | 79,618 | D | |
| Common Stock | Aug 14, 2015 | S | 7,091 | $80.47 | D | 72,527 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $15.96 | Oct 30, 2014 | M | 812 | D | Mar 19, 2013 | Mar 19, 2022 | Common Stock | 812 | 814 | D |
| Stock OptionF2 | $29.39 | Oct 30, 2014 | M | 1,000 | D | Mar 29, 2014 | Mar 29, 2023 | Common Stock | 1,000 | 2,000 | D |
| Stock OptionF3 | $50.75 | Feb 27, 2015 | M | 700 | D | Feb 27, 2015 | Feb 27, 2024 | Common Stock | 700 | 2,100 | D |
| Stock OptionF1 | $15.96 | May 8, 2015 | M | 812 | D | Mar 19, 2013 | Mar 19, 2022 | Common Stock | 812 | 814 | D |
| Stock OptionF2 | $29.39 | May 8, 2015 | M | 1,000 | D | Mar 29, 2014 | Mar 29, 2023 | Common Stock | 1,000 | 2,000 | D |
Explanation of responses
- F1The options vest over a 4-year period in equal annual installments beginning March 19, 2013.
- F2The options vest over a 4-year period in equal annual installments beginning March 29, 2014.
- F3The options vest over a 4-year period in equal annual installments beginning February 27, 2015.
Remarks
The reporting person is party to a stockholders agreement with Acadia Healthcare Company, Inc. ("Acadia") and certain other stockholders. As a result, he may be deemed to be a part of a "group" with such ther stockholders. To the extent the reporting person is deemed a member of a group, he disclaims beneficial ownership of shares owned by other members of the group.