SEC Form 4 · accession 0000899243-15-003417
Acadia Healthcare Company, Inc. · ACHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reeve B Waud
Director · 10% Owner
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2,F3,F4,F7 | Aug 14, 2015 | S | 2,400,001 | $80.47 | D | 9,387,258 | I | See footnotes |
| Common stock, par value $0.01 per shareF6,F3,F4,F7 | Aug 14, 2015 | J | 19,087 | $0.00 | D | 9,317,053 | I | See footnotes |
| Common stock, par value $0.01 per shareF7,F8 | holding | — | — | — | 55,119 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares sold in an underwritten offering as follows: (i) 516,232 shares by Waud Capital Partners II, L.P. ("WCP II"), (ii) 943,753 shares by Waud Capital Partners QP II, L.P. ("Waud QP II"), (iii) 144,033 shares by WCP FIF II (Acadia), L.P. ("WCP FIF II"), (iv) 31,439 shares by Waud Capital Affiliates II, L.L.C. ("Waud Affiliates II"), (v) 82,859 shares by Waud Capital Partners III, L.P. ("WCP III"), (vi) 468,553 shares by Waud Capital Partners QP III, L.P. ("Waud QP III"), (vii) 205,635 shares by WCP FIF III (Acadia), L.P. ("WCP FIF III") and (viii) 7,497 shares by Waud Capital Affiliates III, L.L.C. ("Waud Affiliates III").
- F2The shares are owned of record as follows: (i) 1,521,893 shares by WCP II, (ii) 2,782,263 shares by WCP QP II, (iii) 648,507 shares by the Reeve B. Waud 2011 Family Trust (the "2011 Trust"), (iv) 72,057 shares by Waud Family Partners, L.P. ("WFP LP"), (v) 424,622 shares by WCP FIF II, (vi) 550,962 shares by Waud Affiliates II, (vii) 291,392 shares by Waud Affiliates III, (viii) 606,228 shares by WCP FIF III, (ix) 1,381,335 shares by WCP QP III, (x) 244,274 shares by WCP III, (xi) 33,333 shares by Melissa W. Waud, Mr. Waud's wife, (xii) 4,001 shares by Mr. Kyle D. Lattner for the benefit of Waud Capital Partners, L.L.C. ("WCP LLC"), (xiii) 30,724 shares by WCP LLC and (xiv) 795,667 shares by Crystal Cove LP.
- F3Waud Capital Partners Management II, L.P. ("WCPM II") is the general partner of WCP II, WCP QP II and WCP FIF II and the manager of Waud Affiliates II. Waud Capital Partners II, L.L.C. ("WCP II LLC") is the general partner of WCPM II. Waud Capital Partners Management III, L.P. ("WCPM III") is the general partner of WCP FIF III, WCP QP III and WCP III and the Manager of Waud Affiliates III. Waud Capital Partners III, L.L.C. ("WCP III LLC") is the general partner of WCPM III.
- F4Mr. Waud may be deemed to beneficially own the shares of common stock described in Footnotes (2) and (6) by virtue of (A) his making decisions for the Limited Partner Committee of each of WCPM II and WCPM III, (B) his being the manager of WCP II LLC and WCP III LLC, (C) his being the general partner of WFP LP, (D) his being the investment advisor of the 2011 Trust, (E) his being married to Ms. Waud, (F) his being the sole manager of WCP LLC and (G) his being the general partner of Crystal Cove LP.
- F5Represents pro rata in-kind distributions made by Waud Affiliates II and Waud Affiliates III to certain of their members for no consideration.
- F6The shares are owned of record as follows: (i) 1,521,893 shares by WCP II, (ii) 2,782,263 shares by WCP QP II, (iii) 751,113 shares by the 2011 Trust, (iv) 83,530 shares by WFP LP, (v) 424,622 shares by WCP FIF II, (vi) 434,886 shares by Waud Affiliates II, (vii) 223,184 shares by Waud Affiliates III, (viii) 606,228 shares by WCP FIF III, (ix) 1,381,335 shares by WCP QP III, (x) 244,274 shares by WCP III, (xi) 33,333 shares by Melissa W. Waud, Mr. Waud's wife, (xii) 4,001 shares by Mr. Kyle D. Lattner for the benefit of WCP LLC, (xiii) 30,724 shares by WCP LLC and (xiv) 795,667 shares by Crystal Cove LP. Gives effect to shares received by Mr. Waud, the 2011 Trust and WFP LP in connection with the distributions described in Footnote (5) and as specified in Footnote (8).
- F7Mr. Waud expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- F8Includes 51,118 shares received by Mr. Waud in connection with the distributions described in Footnote (5).